Regulatory Updates and Compliance

Employee Provident Fund (EPF) members are currently grappling with the challenges of applying for a higher pension under the Employees Pension Scheme (EPS), due to the Employees’ Provident Fund Organisation’s (EPFO) delays in implementing the Supreme Court judgment. With the deadline fast approaching, members must navigate a complex landscape and …

When was the last time your agent / or financial adviser conducted your Risk Profile…? Do you know SEBI has issued guidelines for financial advisers and advisory firms..? Is your bank or agent following those and educated you to abut those guidelines..? Financial Advisory is going a sea change in India, with SEBI has …

Indian investor has been at the receiving end, when it comes to their wealth being managed by banks. SEBI accepted that there have been a rampant mis-selling of financial products at banks, and the same was mentioned by SEBI in their Wealth Management Guidelines dated 28th June 2013. Based on their …